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Exempt market securities
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11	THE CONSERVATION NOTE PROSPECTUS Up to $25,000,000 0% to 0.4% for a 1-year term 0% to .75% for a 3-year term 0% to 1.75% for a 5-year term Add to Reading List Source URL: www.nature.org Language: English Investment Securities United States securities law Security Prospectus Securities Act Securities market Exempt market securities Structured product Financial economics Stock market Finance
12	Remarks by Howard Wetston Chair, Ontario Securities Commission Private Capital Markets Association Annual Conference June 2, 2014 Check against delivery Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2015-02-06 15:02:15 Money Investment Crowd funding Capital market Business Non-reporting issuer Exempt market dealer Finance Financial markets Financial economics
13	Staff NoticeOfferings of Contracts for Difference and foreign exchange contracts to investors in Ontario Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2015-02-06 00:26:48 Finance Contract for difference Exempt market dealer Canadian securities regulation Derivative Securities Act Security Securities regulation in the United States First Prudential Markets Financial economics Stock market Investment
14	The Ontario Securities Commission OSC Bulletin March 19, 2015 Volume 38, Issue), 38 OSCB Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2015-03-20 13:35:27 Securities 73rd United States Congress United States Securities and Exchange Commission United States securities law Canadian securities regulation Canadian Securities Administrators Exempt market dealer Ontario Securities Commission Autorité des marchés financiers Financial economics Financial regulation Financial system
15	Backgrounder Ontario Securities Commission Commission des Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2015-02-19 12:16:50 Business Stock market Securities Non-reporting issuer Canadian securities regulation Prospectus Crowd funding Accredited investor Exempt market securities Financial economics Finance Investment
16	Microsoft Word - Securities Dealer Application Guidelines Add to Reading List Source URL: www.fsaseychelles.sc Language: English - Date: 2015-02-05 10:56:20 73rd United States Congress Finance Investment New Deal Securities Act Security Exempt market dealer Broker-dealer Financial economics United States Securities and Exchange Commission United States securities law
17	Notice of Ministerial Approval of Amendments to NI[removed]Registration Requirements, Exemptions and Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2015-02-06 09:37:54 Ontario Securities Commission Finance Investment Exempt market dealer
18	Amendments to Companion Policy 45-501CP Ontario Prospectus and Registration Exemptions, OSC Rule[removed]Strip Bonds, OSC Rule[removed]Trades in Recognized Options Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2015-02-06 08:04:22 United States Securities and Exchange Commission United States securities law Exempt market dealer Finance Investment Financial economics
19	CASE STUDY ExemptAnalyst Relies on Papercheck to Help Produce High-Quality Investment Due Diligence Reports Add to Reading List Source URL: www.papercheck.com Language: English - Date: 2012-12-19 20:16:43 Business Contract law Criminal law Due diligence Financial services Exempt market securities Chartered Financial Analyst Hedge fund Exempt market dealer Financial economics Finance Investment
20	COMMISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed] Add to Reading List Source URL: sos.ga.gov Language: English - Date: 2013-02-01 14:59:00 Financial system 73rd United States Congress United States Securities and Exchange Commission Broker-dealer Fixed income market U.S. Securities and Exchange Commission Securities Act Exempt market dealer Registered Investment Advisor Financial economics Finance United States securities law

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